Sleep ApneaWHAT IS SLEEP APNEA?General Description of Sleep Apnea and SnoringSleep apnea is a disorder in which a person stops breathing during the night, perhaps hundreds of times, usually for periods of 10 seconds or longer and sometimes for as long as a minute. These gaps in breathing are called apneas. (Apnea literally meaning absence of breath.) It is usually accompanied by snoring. People who have sleep apnea may not even be aware of the condition, but it inevitably causes daytime sleepiness. Sleep apnea is generally categorized as obstructive, central, or mixed. A less severe form of obstructed breathing called upper airway resistance syndrome (UARS) is also worth mentioning. Obstructive Sleep ApneaObstructive sleep apnea (OSA), the most common form of apnea, occurs when tissues in the upper throat (or airway) collapse at intervals during sleep, thereby blocking the passage of air. In general, OSA occurs as follows:
Obstructive sleep apnea is defined as five or more episodes of apnea or hypopnea per hour of sleep that occur in individuals who have excessive daytime sleepiness. Central Sleep ApneaCentral sleep apnea is much less common. It is caused by some problem in the central nervous system, most likely a failure of the brain to signal the airway muscles to breathe. In such cases, oxygen levels drop abruptly and usually the sleeper wakes with a start. Often people with central sleep apnea recall waking up. They generally experience less sleepiness during the day than people with obstructive sleep apnea. Mixed ApneaMixed apnea is the term used when the two apneas occur together. Upper Airway Resistance Syndrome (UARS)Upper airway resistance syndrome (UARS) is a condition in which patients complain about excessive daytime sleepiness and they may snore and wake frequently during the night. However, UARS patients do not have the breathing abnormalities that characterize sleep apnea and they do not show reduction in oxygen levels in the blood. Unlike apnea, UARS is more likely to occur in women than in men. Treatments are similar to those of sleep apnea. It is not known if UARS has any serious health complications.
WHAT ARE THE SYMPTOMS OF SLEEP APNEA?Symptoms in AdultsPeople with sleep apnea usually do not remember waking up during the night. Indications of the problem may be such vague symptoms as the following:
Symptoms in ChildrenSleep apnea occurs in about 2% of children. They may exhibit symptoms that differ from adults, including the following:
WHAT CAUSES SLEEP APNEA?Structural AbnormalitiesAny structural abnormality in the face, skull, or airways that causes some obstruction or collapse in the upper airways and reduces air pressure can produce sleep apnea syndrome. Among the most likely structural causes of many cases of sleep apnea are abnormalities in tissues that lie between the back of the mouth and the esophagus (food pipe). Enlarged soft palates (the base of the tongue, and surrounding throat walls) have been particularly associated with many cases of sleep apnea. Nerve, Metabolic, and Mechanical AbnormalitiesResearchers have identified myriad physiologic abnormalities that may play a role in causing sleep apnea or in making it worse. These include an inability to regulate levels of carbon dioxide, impaired brain and nervous system responsiveness to various chemical messengers, and poor reflexes or muscle tone in the upper airways. The underlying reasons for these disturbances and their connection to apnea require further study. ObesityObesity is strongly associated with sleep apnea and there is some evidence it may be a cause of it in some cases. Imaging scans have shown fatty cells infiltrating the throat tissue, which suggests that they could narrow the airways. In one study, the more obese a person with sleep apnea was, the higher the pressure on the airway and therefore the greater the obstruction of the airway. (Obstructive sleep apnea may also contribute to obesity itself, however. A sleepy person tends to be sedentary.) Sleep BehaviorsSnoring. Chronic snoring itself may actually be a cause of some cases of sleep apnea. Over time the vibrations and the increased pressure against the upper airways as snoring people inhale may cause the soft palate to lengthen. This stretched palate is more prone to collapse and obstruction. It should be stressed that snoring is very common. Snoring occurs in about a third of the population, while apnea, according to one study, occurs in only 6%. Snoring, then, does not always cause apnea, nor is it always a sign of the respiratory disorder. Furthermore, while snoring is also associated with daytime sleepiness regardless of whether apneas are present, snoring alone does not appear to pose any major health risks. Mouth Breathing. Some evidence suggests that a tendency to breathe through the mouth (rather than the nose) during childhood can actually produce structural changes in the face (longer face, narrow jaw, receding chin). Such facial characteristics may eventually put people at risk for sleep apnea. [For a description of these physical characteristics , see Who Has Sleep Apnea?] Causes of Sleep Apnea in Small ChildrenSleep apnea occurs in about 2% of children and can occur even in very young children. The most likely causes are the following:
WHO HAS SLEEP APNEA?General Risk FactsGender. More men than women appear to have sleep apnea. In the US, about 4% of men and 2% of women between the ages of 30 to 60 years meet the criteria for obstructive sleep apnea. In other words, such people have at lease five episodes of apnea or hypopnea (shallow nighttime breathing) each hour of sleep plus excessive daytime sleepiness. A much higher percentage has just one of these two conditions. About 16% of men and 22% of women are sleepy during the day, and 24% of men and 9% of women experience more than five apneas or hypopneas per hour a night. Most people with sleep apnea are not aware that they have it. Sleep apnea actually may be under-diagnosed in women, particularly in older women. In general, older women have the same incidence of sleep apnea as men their own age. It is not clear why apnea occurs more often in men than women before menopause and why prevalence equalized after menopause. Men tend to have larger necks and to weigh more than women and women tend to gain weight and develop larger necks after menopause. However, studies have not found that these physical factors explained the differences in risk by gender in young adults or the increase in sleep apnea in postmenopausal women. Age. Sleep apnea is most common and its symptoms are worse in middle-aged adults (between 40 and 60 years old). Nevertheless, it affects people of all ages, and, in fact, has been reported in between 1.6% to 3.4% of children. Interestingly, one study suggested that although the prevalence of sleep apnea increases with age, its health consequences decline. In the study, apnea posed more of a threat to a person's health before age 45 than afterward. Ethnicity. African Americans face a higher risk for sleep apnea than any other ethnic group in the United States. Other groups at increased risk include Pacific Islanders and Mexicans. Geography. According to one study, although urban dwellers are more likely to report disturbed sleep, particularly as a result of stress, rural dwellers have a significantly higher risk for apnea. Being ObeseObesity, especially having fat around the abdomen (the so-called apple shape), is a particular risk factor for sleep apnea, even in adolescents and children. It should be noted, however, that many people with sleep-related breathing disorders, particularly women and small children, are not obese. Also, not all people who are obese have sleep apnea. Specific anatomical and physiological properties in the airways are more likely to be present in obese individuals with apnea. Physical CharacteristicsHaving a Larger Neck. Having a large neck is a risk factor for sleep apnea. In fact, the larger necks in men may be the primary reason for their higher risk for sleep apnea compared to women. A neck measurement of 17 inches or greater in men or at least 16 inches in women is one indicator that may suggest the condition. Postmenopausal women are more likely than younger women to have sleep apnea, in part because they tend to be heavier and have larger necks. Specific Facial and Skull Characteristics. Structural abnormalities in the face and skull may be responsible for many cases of sleep apnea. These are likely to be the cause in many non-obese people with early-onset sleep apnea, particularly if they also have a family history of the problem. Specific physical characteristics that may increase the risk for sleep apnea in both adults and children include the following:
Characteristics in the Soft Palate Throat. Some people have specific abnormalities in the soft palate (the soft area at the back of the mouth) and throat that may prove to cause sleep apnea:
Smoking and Alcohol UseSmoking. Smokers are at higher risk for apnea, with heavy smokers (more than two packs a day) having a risk 40 times greater than nonsmokers. Alcohol. Alcohol use has been associated with apnea, although studies are mixed. A major 1999 survey reported that 53% of people who use alcohol to sleep experience symptoms of sleep apnea. Another study found no relationship. Medical Conditions Related to Sleep ApneaDiabetes. Diabetes is associated with sleep apnea and snoring. It is not clear if there is an independent relationship between the two conditions or whether obesity is the only common factor. Gastroesophageal Reflux Disease (GERD). Gastroesophageal reflux disease (GERD) is a condition caused by acid backing up into the esophagus and is a common cause of heartburn. GERD and sleep apnea often coincide. In one study, almost half of apnea patients had symptoms of GERD, and these symptoms also tend to be worse at night and in the morning and particularly hard to treat. Some experts suggest that the back of up of stomach acid in GERD may produce spasms in the vocal cords (larynx), thereby blocking the flow of air to the lungs and causing apnea. Or, apnea itself may cause pressure changes that trigger GERD. Some evidence, in fact, suggests that treating sleep apnea with continuous positive airway pressure (CPAP) may reduce GERD symptoms by nearly 50%. It should be noted, however, that obesity is frequent in both conditions and may be the common factor. More research is needed to clarify the association. [For more information, see the Well-Connected, Report #85, Heartburn and Gastroesophageal Reflux Disease.] Polycystic Ovary Syndrome (PCOS). In one 2000 study, women with polycystic ovary syndrome (PCOS) were 30 times more likely than other premenopausal women to have obstructive sleep apnea and excessive daytime sleepiness. In PCOS women produce high amounts of androgens (male hormones), particularly testosterone. The elevated levels of male hormones can cause obesity, facial hair, and acne. About half of PCOS patients also have diabetes. Obesity and diabetes are both associated with sleep apnea and may be the common factors. Chronic Problems in the Upper Airways. A 2001 Swedish study found that people with respiratory tract disorders, including asthma, chronic bronchitis, or seasonal allergies, reported symptoms of sleep apnea more often than those without any of these ailments. Not all research supports the association, however, and more studies are needed. Hypothyroidism. In rare cases, hypothyroidism has been reported as possible cause of sleep apnea. In such cases, treating the thyroid condition improves the sleep apnea. HOW SERIOUS IS SLEEP APNEA?Higher Risk for AccidentsAs many as 200,000 automobile accidents in the US and 1,500 deaths from such accidents are caused by sleepiness. Studies continue to report that drowsy driving is as risky as drunk driving. Estimates on fatigue as a cause of automobile crashes range from 1% to 56%, depending on the study. In a major 1995 poll, for example, 33% of those surveyed said they had fallen asleep while driving, and 10% of these people had had accidents because of this. One study strongly suggested that it was habitual sleepiness, however, and not just being sleepy at the time of an accident that places people at higher risk. Furthermore, some researchers believe that sleepiness associated with sleep apnea is the greatest risk factor for car accidents. Two studies in 1997 and 1998, respectively, reported that people with sleep apnea have two to three times as many car accidents, and five to seven times the risk for multiple accidents. Sleep Apnea as a Cause of ObesityObesity and sleep apnea are a chicken and egg problem. It is not always clear which condition is responsible for the other. For example, obesity is often a risk factor and possibly a cause of sleep apnea, but it is also likely that sleep apnea increases the risk for weight gain:
Adverse Effects of Sleep Apnea on Heart and CirculationSleep apnea has a strong association with heart and circulation diseases. The links are not fully clear. Researchers are intensively investigating why a problem in the upper airways is associated with these serious conditions. Here are some findings:
At this time, however, evidence of a clear causal relationship with any of these health problems is still weak. Some studies have found no significant independent risk for heart disease from obstructive sleep apnea. The following are some discussions on the possible effects of apnea on specific health problems. High Blood Pressure. A number of studies have found a strong association between sleep apnea and high blood pressure (hypertension). For example, a 2000 study followed patients for four years and reported that the greater the number of nightly apnea episodes they had in year one the more likely they were to develop hypertension by the fourth year. A weak but still higher than normal association with high blood pressure has even been observed in those who snore, wake frequently during the night, or have mild sleep apnea. The relationship between sleep apnea and hypertension has been thought to be largely due to obesity, a risk factor common to both conditions. Recent and major studies, however, are suggesting a higher rate of hypertension in people with sleep apnea regardless of weight. In those whose hypertension is resistant to treatment, sleep apnea is likely to be particularly severe. The following is one way that apnea may directly affect blood pressure, regardless of other risk factors:
Coronary Artery Disease and Heart Attack. Sleep apnea has been associated with heart disease regardless of the presence of high blood pressure or other heart risk factors. In one 2001 study, researchers observed that the more episodes of apnea and hypopnea a patient had, the higher the risk for a heart attack. Many of the factors associated with stroke and sleep apnea (a risk for blood clots and narrowing of the arteries) may also increase the risk for heart attacks. Obstructive sleep apnea, however, may have other effects that increase the risk for heart problems:
Stroke. Sleep apnea appears to increase the chance for a stroke independent of its association with high blood pressure (a known risk factor for stroke). Sleep apnea in stroke patients is also associated with a higher risk for worse symptoms after a stroke, including delirium, depression, poor response to verbal stimuli, and difficulty conducting daily chores. How sleep apnea increases these risks is under investigation. Some theories are as follows:
One small 1998 study reported a drop in blood flow in the brain during episodes of obstructive hypopnea (slow and shallow breathing associated with snoring). This may also increase the risk of stroke. Such declines in blood flow did not appear to occur with obstructive or central apnea, however. Heart Failure. Studies have reported that between 11% and 37% of heart failure patients also have sleep apnea. Central sleep apnea is particularly linked with heart failure. The evidence for the association between heart failure and sleep apnea is suggested by the following:
Other Adverse Effects on HealthSleep apnea is associated with a higher incidence of many medical conditions, other than heart and circulation. The links between apneas and the conditions are unclear.
Effects on Emotions and Thinking in AdultsMental Issues in Adults. Some studies have reported that older people with sleep apnea and daytime sleepiness have lower scores on tests for mental functions, such learning and attention. One expert suggested that treating sleep apnea in older patients may correct some cases of dementia that are caused by sleep disturbances. Elderly people with sleep apnea may also be more prone to depression. Emotional Effects of Sleep Apnea. Studies report an association between severe apnea and psychological problems. In one study, 32% of patients had symptoms of depression. Sleep-related breathing disorders can also exacerbate nightmares and post-traumatic stress disorder. In fact, in one study, treatment of sleep apnea eased these complaints. Certainly, daytime sleepiness interferes with quality of life. It is also possible that severe emotional problems might worsen the apnea. One study investigated the effects of the antidepressant paroxetine (Paxil) on patients with obstructive sleep apnea. The agent improved breathing during late sleep stages but had little effect on other aspects of obstructive sleep apnea. Effects on Bed PartnersBecause sleep apnea so often includes noisy snoring, the condition can also adversely affect the sleep quality of a patient's bed partner. Spouses or partners may also suffer from sleeplessness and fatigue. In some cases, the snoring can even disrupt relationships. Diagnosis and treatment of sleep apnea in the patient can, of course, help eliminate these problems. Effects in Infants and ChildrenFailure to Thrive. Small children with undiagnosed sleep apnea may "fail to thrive," that is, they do not gain weight or grow at a normal rate and they have low levels of growth hormone. In severe cases, this may affect the heart and central nervous system. Most often sleep apnea is caused by overgrown tonsils or adenoid. Their removal often completely solves all of these problems, including resolution of sleep apnea and restoring weight gain and normal growth hormone levels. Attention Deficits and Hyperactivity. Problems in attention and hyperactivity are common in children with sleep apnea. In fact there is some evidence that such children may be misdiagnosed with attention-deficit hyperactivity disorder. Snoring, rather than sleepiness, is a stronger risk factor for hyperactivity in many of these children, especially boys under eight. (Even children who snore and do not have sleep apnea may be at higher risk for poor concentration.) HOW IS SLEEP APNEA DIAGNOSED?General Guidelines for Seeking a Diagnosis of Sleep ApneaChronic daytime sleepiness and habitual snoring are the primary signs of sleep apnea. The risks are even higher in people who are overweight, hypertensive, or both. Not all people with suspected sleep apnea require diagnostic tests. For example, expensive diagnostic efforts are probably not required for individuals who have no health risk factors and no impairment of quality of life or higher risk for accidents. If sleep apnea is suspected, physicians should seek diagnostic sleep studies under the following circumstances:
In some cases of an uncertain diagnosis, high-risk patients may need to consult a sleep specialist or go to a sleep disorders center. At most centers, patients undergo an in-depth analysis, usually supervised by a multi-disciplinary team of consultants who can provide both physical and psychiatric evaluations. Centers should be accredited by the American Academy of Sleep Medicine. [ See Where Else Can Help for Sleep Apnea Be Obtained? below.] Medical and Sleep HistoryTo help determine the presence of sleep apnea, the physician needs the answers to a number of questions, including the following:
Keeping a Record of Sleep. To help answer these questions, the patient may need to keep a sleep diary. Every day for two weeks, the patient should record all sleep-related information, including responses to questions listed above described on a daily basis. Recording sleep behavior using an extended-play audio or videotape can be very helpful in diagnosing sleep apnea. Physical ExaminationTo diagnose sleep apnea, the physician will check for physical indications of sleep apnea, including the following:
In fact, some evidence suggests that physicians may accurate identify nearly all cases of suspected sleep apnea using physical criteria, including taking measurements of body mass (the indication of obesity), neck circumference, and four areas inside the mouth. Ruling Out Other DisordersIf sleep apnea is not obvious after a physical examination and history, the physician will need to rule out any other problems. These include sleep disorders (e.g., narcolepsy, insomnia, restless legs disorder) or any medical or psychologic conditions (e.g., chronic fatigue syndrome, depression) that may be causing daytime sleepiness. PolysomnographyOvernight polysomnography involves many measurements and is typically performed in a sleep center. The patient arrives about two hours before bedtime without having made any changes in daily habits. Polysomnography electronically monitors the patient as he or she passes, or fails to pass, through the various sleep stages. Polysomnography tracks the following:
Changes in breathing and the levels of oxygen in the blood are also recorded. In patients with suspected sleep apnea, the sleep expert will track instances of apnea and hypopnea that last longer than 10 seconds. In general, if there are more than five episodes per hour, apnea is significant and if there are more than 15, the condition is serious. Overnight polysomnography has been the gold standard for diagnosing obstructive sleep apnea in both adults and children. It is very labor intensive and expensive, however, and also misses snoring-induced arousals. A full set of tests including a night at a sleep clinic may cost $2,000 to $3,000 and is not always covered by insurance. In addition, some centers have waiting lists that can be months long. Home Diagnostic Portable DevicesA number of portable devices are available or being developed so that patients will have the convenience of being monitored at home. Experts hope that such monitors eventually will replace the need for overnight sleep clinics or the need for attended monitoring at home. Limited evidence exists, however, on the accuracy of many portable monitors. The presence of a sleep professional at home may be important to ensure accuracy. In any case, patients with serious medical conditions, including heart failure or a history of stroke or respiratory failure, should not use home tests. The following are descriptions of some home monitoring techniques. Home Oximetry. Pulse oximetry is a procedure that may be used to determine if oxygen levels in the blood are low (called hypoxia). Normal levels during the night would generally rule out sleep apnea. With this procedure, a device called a pulse oximeter is attached to the patient's finger. The oximeter transmits a two-wave length beam (red and infrared light) through the capillaries in the finger. Part of the light waves is absorbed by hemoglobin--a molecule in the blood that carries oxygen. The ratio of the two light beams provides the measurement of oxygen. The test is not always accurate, however. A combination with polysomnography, especially heart rate measurements, may prove to be useful for diagnosing sleep apnea. Home oximetry monitors are available to rule out sleep apnea but their accuracy is unclear. A 2003 study indicated that home oximetry alone was not very helpful in discriminating between patients with or without sleep apnea. Home oximetry however, may be helpful in identifying patients with unsuspected and seriously low oxygen levels. Unattended Monitoring with Auto-CPAP. This method is a recent and simple method for detecting impaired breathing. It uses an auto-CPAP machine, which is programmed to apply pressure through the airways via a tube that attaches to a mask that fits the nose. A monitor is attached that digitizes and records on a computer all the information on any apnea episodes during sleep. Nasal Pressure Recording. One promising technique uses a very simple prong device that attaches to the nostrils. A monitor records the airflow through the mouth and nose. Peripheral Arterial Tonometry. An investigative technique called peripheral arterial tonometry measures changes in blood flow in the arteries of the finger tips during sleep. Such measurements are proving to be accurate in detecting sleep apnea in 80% of cases. Measuring SleepinessThe Epworth sleepiness scale uses a simple questionnaire to measure excessive sleepiness during eight situations.
WHAT ARE THE LIFESTYLE MEASURES AND MEDICATIONS USED FOR SLEEP APNEA?Changes in Body Position While SleepingOften, body position greatly affects the number and severity of episodes of obstructive sleep apnea, with at least twice as many apneas occurring when a person lies face upward than when the person lies on his or her side. This may be due to the effects of gravity, which cause the throat to narrow when a person lies on the back. (Indeed, astronauts show a marked reduction in apneas and snoring in the weightlessness of space.) As a first step in dealing with sleep apnea, the patient should simply try rolling over onto the side. Patients who sleep on their backs and have 50 to 80 apneas (breathless events) per hour can sometimes reduce them to nearly zero when they shift to one side or the other. (The more overweight a person is the less effective changing positions is, but it still helps.) Some suggestions that might help a person maintain a low-risk sleeping position are as follows:
Nasal StripsOver-the-counter nasal strips, such as the Breathe Right strip, or other devices that open the nostrils are inexpensive and useful to prevent snoring. They may significantly improve early-stage sleep in people with sleep disorders associated with nasal obstruction and help reduce morning tiredness. They are not intended as treatments for sleep apnea, however. Weight LossAll patients with obstructive sleep apnea who are overweight should attempt a weight-reducing program. Weight loss certainly reduces snoring in many people, sometimes stopping it completely. It also improves sleep and significantly reduces daytime sleepiness. One 2000 study suggested that people who lost 10% of body weight experienced an average 26% reduction in risk for developing sleep apnea in the first place. (Gaining 10% of their body weight, on the other hand, increased the odds of sleep apnea six-fold.) At the least, losing weight is certainly important for healthy blood pressure and for reducing the risk for diabetes. [For more information, see the Well-Connected Report #53, Obesity.] Smoking and Alcohol
MedicationsIn general, drugs have not been very beneficial except for specific situations. Using medications for treating accompanying disorders that may be associated with sleep apnea may be helpful. The following may be helpful for certain patients:
Note on Sedatives. Sedatives, narcotics, and anti-anxiety drugs can actually worsen the breathing disturbances and arousal conditions that occur with sleep apnea These substances cause the soft tissues in the throat to sag and diminish the body's ability to inhale. Apnea sufferers should stay away from sleeping pills and tranquilizers completely. Apnea patients undergoing surgery should be sure that their surgeons, anesthesiologists, and other physicians are aware of their sleeping disorder in considering sedatives, anesthetics, and medications taken to relieve pain due to surgery. WHAT ARE THE CONTINUOUS POSITIVE AIRFLOW PRESSURE (CPAP) DEVICES USED IN SLEEP APNEA?Treatment for sleep apnea depends on the severity of the problem. Given data on the long-term complications of sleep apnea, it is important for patients to treat the problem as they would any chronic disease. Simply trying to treat snoring will not treat sleep apnea. Because of its association with heart problems and stroke, sleep apnea that does not respond to lifestyle measures should be treated by a physician, ideally a sleep disorders specialist. At this time, the most effective treatments for sleep apnea are devices that deliver slightly pressurized air to keep the throat open during the night. There are a number of variations available. Continuous Positive Airflow Pressure (CPAP)Currently, the best treatment for severe obstructive and mixed sleep apnea is a system known as continuous positive airflow pressure (CPAP), sometimes referred to as nasal continuous positive airflow pressure (nCPAP). It is safe and effective in sleep apnea patients of all ages, including children. It should be noted that patients with apnea but no daytime sleepiness report little or no benefit from CPAP, although it is still not known if CPAP has benefits on the heart regardless of its effect on sleepiness. It works in the following way.
Benefits from CPAPEffects on Sleep and Wakefulness. A major 2003 analysis confirmed the benefits of CPAP on both objective and subjective measures of sleep. After using CPAP regularly many patients report the following benefits:
If patients do not experience less sleepiness after a period of time and are still complying with the regimen, then the airflow pressure may not be high enough. Patients may require retesting. It should be noted that many patients report feeling more alert after CPAP treatments even if objective laboratory tests fail to show significant differences in the number of apneas and wake-up periods. Protection from Accidents. Studies suggest that treatment with CPAP can reduce the risk for accidents. In one 2001 study, untreated patients had a risk for automobile accidents that was three times the risk in the general population. When these patients were treated, their risk fell to normal. Effects on the Heart and Circulation. It is still not clear how significant the effects of CPAP are on health, including helping to prevent heart and circulation problems. Although studies are mixed, there is increasing evidence that the use of CPAP may reduce serious cardiovascular conditions, such as hypertension and heart failure. For example, a 2003 study reported improved heart function and lower blood pressure in heart failure patients given CPAP for sleep apnea. In another 2003 study, reducing sleep apneas by 90% with continuous positive airway pressure (CPAP) lowered blood pressure significantly, suggesting that this therapy could reduce heart disease by 37% and stroke by 56%. Treatment for sleep apneas must be very effective, however, to have any benefits on blood pressure. Even a 50% reduction in apneas has no effect. Effects on Other Medical Conditions. Some studies suggest other benefits with the use of CPAP:
Side Effects and Getting Used to the DeviceUnfortunately continuous positive airflow pressure (CPAP) devices are often cumbersome. All patients should be warned that the first few nights of CPAP therapy are unnerving:
Nearly all patients complain about at least one side effect. Nearly half of complaints are related to the mask. Many can be alleviated with a well-chosen mask that is comfortable and reduces leakage as much as possible. In general complaints include the following:
Although studies have reported that long-term compliance with CPAP systems is low, with about one-third of patients giving up the treatment, recent information suggests that it is improving, probably due to better technologies and better education. Patient education and support groups, a dedicated nurse to ensure close follow-up of patients (particularly in the first two weeks of therapy), and ready access to physicians to make adjustments as needed have all been shown to improve compliance greatly. Not surprisingly, patients whose symptoms are noticeably relieved by the procedure early on are more likely to continue the therapy. Other Devices to Improve Airway PressureBilevel Positive Airway Pressure. Bilevel systems (e.g., BiPAP) appear to be particularly helpful for patients with coexisting lung disease and those with excessive levels of carbon dioxide. These devices have a sensing feature that helps determine and vary the appropriate pressure depending on whether a person is breathing in or out. Greater pressure is needed on inhalation and less on exhalation. (These machines are more expensive than the CPAP and may not be covered by insurance.) Automatic Titrating (Auto)-CPAP Pressure Devices. Even more sophisticated systems are available called auto-CPAP devices, which automatically customize air pressure for the individual patient. They usually employ one of three methods:
Brands include AutoAdjust, Virtuoso, and AutoSet. These devices are more expensive than those that provide continuous airflow. Still, studies suggest they are as effective as manual CPAP, and a 2003 study indicated that they may improve compliance, particularly in patients who require high CPAP use. They may be specifically beneficial for those who require varying levels of pressure due to other conditions, such as seasonal allergies. They are also proving to be very useful as home diagnostic tools for sleep apnea. Auto-CPAP devices are not currently recommended for all patients, however, including those with congestive heart failure or serious lung disease (e.g., chronic obstructive lung disease). WHAT ARE THE DENTAL DEVICES USED TO TREAT SLEEP APNEA?Mandibular Advancement Device (MAD) and Other Dental Products for Sleep ApneaSeveral different dental appliances or treatments are available and are proving to be very valuable treatments for mild to moderate obstructive sleep apnea. Dentists and orthodontists are slowly becoming more aware of obstructive sleep apnea and may become more involved with its diagnosis and treatment. Among the devices available are the following examples:
Patients fitted with one of these devices should have a check-up early on to see if it is working; short-term success usually predicts long-term benefits. It may need to be adjusted or replaced periodically. Benefits of Mandibular Advancement DeviceStudies generally indicate satisfaction with the dental devices. MAD and similar devices seem to offer the following benefits:
In one 2002 report, long-term use of a dental device achieved an 81% success rate, which was significantly higher than the 53% success rate noted for uvulopalatopharyngoplasty (UPPP), the standard surgical treatment. There were also few complications with the dental device. Disadvantages of Dental DevicesDental devices, including MAD, are not as effective as CPAP therapy, but patients may be more satisfied with them. They do have side effects, however. For example, the following problems are reported with MAD devices:
Orthodontal TreatmentsAn orthodontic treatment called rapid maxillary expansion, in which a screw device is temporarily applied to the upper teeth and tightened regularly, may be beneficial for patients with sleep apnea and a narrow upper jaw. This nonsurgical procedure takes about three weeks and helps to reduce nasal pressure and improve breathing. WHAT ARE THE SURGICAL PROCEDURES FOR SLEEP APNEA?Surgery is sometimes recommended, usually by throat specialists, for severe obstructive apnea. A patient should be sure to seek a second opinion from a specialist in sleep disorders. Few randomized clinical trials, the gold standard of medical research, have been conducted to verify the long-term efficacy of sleep apnea surgery. Uvulopalatopharyngoplasty (UPPP)The Procedure. Surgery known as uvulopalatopharyngoplasty (UPPP) removes soft tissue on the back of the throat. Such tissue includes all or part of the uvula (the soft flap of tissue that hangs down at the back of the mouth) and parts of the soft palate and the throat tissue behind it. If tonsils and adenoids are present, they are removed. The surgery typically requires a stay in the hospital. The Goal of Surgery. The object of UPPP is threefold:
Success Rates. Success rates for sleep apnea surgery are rarely higher than 65% and often deteriorate with time, averaging about 50% or less over the long term. Few studies have been conducted on which patients make the best candidates. Some studies suggest that surgery is best suited for patients with abnormalities in the soft palate, which may or may not involve the tonsils. Results are poor if the problems involve other areas or the full palate. In such cases CPAP is superior. In one study, sleeping on the side (rather than the back) after surgery boosted success rates significantly. Complications. Uvulopalatopharyngoplasty is among the most painful treatments for sleep apnea, and recovery takes several weeks. It is recommended only for select patients with severe obstructive sleep apnea. The procedure also has a number of potentially serious complications. In fact, in one study, 42% of patients had complaints about the procedure. Some complications include the following:
In one review of studies, 20% of patients who had UPPP required tracheostomy afterward [ see below]. Most of these complications can be avoided with proper technique and experienced surgeons. Laser-Assisted Uvulopalatoplasty (LAUP)A variation on UPPP called laser-assisted uvulopalatoplasty (LAUP) is being increasingly performed to reduce snoring. It removes less tissue at the back of the throat than UPPP and can be done in a physician's office. At this time, however, long-term success rates from LAUP are very modest, particularly for reducing apneas. Some physicians, in fact, are concerned that if LAUP eliminates snoring, then a diagnosis of apnea may be missed in patients who have the more serious condition. Common complications include throat dryness (over 50%). Throat narrowing and scarring have been reported. In a minority of patients, snoring becomes worse afterward. TracheostomyTracheostomy used to be the only treatment for sleep apnea. It is quite straightforward:
Today, this is performed rarely, usually only if sleep apnea is life-threatening. A procedure that uses only a tiny opening may prove to be a good alternative. Radiofrequency AblationA technique called radiofrequency ablation is of interest:
Studies are reporting significant improvement in reduced snoring and less daytime sleepiness for some patients, although as with other surgeries, the benefits may be short term in the majority of patients. It may be helpful for mild obstructive sleep apnea. Other ProceduresOther surgical procedures may be appropriate to correct facial abnormalities or obstructions that cause sleep apnea. They may be used alone or combined with each other or with UPPP. They may include the following:
Removing Adenoids and Tonsils in ChildrenAdenotonsillectomy, or surgical removal of the tonsils and adenoids, is a first-line treatment for children and adolescents with sleep apnea. It cures the condition in 75% to 100% of cases, including in many children who are obese. Complications include respiratory illness, which occurs in about one-fourth of children after the surgery. Children at highest risk for respiratory complications are with the following conditions:
The procedure may fail to improve apnea in some patients, such as those with very severe disease. Such children are candidates for continuous positive airway pressure (CPAP) therapy. Removal of the tonsils and adenoids alone is not an effective treatment for adults with sleep apnea, although the procedure may be effective when combined with UPPP surgery. Investigative ApproachesHypoglossal Nerve Stimulation. In a small study, a small implantable electrical device that stimulates the hypoglossal nerve, which is under the tongue, during inspiration eased symptoms of obstructive sleep apnea. Further testing of this experimental technique is needed. Speeding up Pacemakers. One intriguing 2002 study of people with sleep apnea and who had pacemakers found that when the pacemakers were increased to 15 beats per minute faster than the average nighttime rate patients reported improvement in sleep apnea. Some experts theorize that sleep apnea in patients with slow heart rates may be due to common problems in the nerves that affect the muscles in the heart and the throat. It is possible that drugs that increase heart rate may prove a novel method for treating the disorder, though further study is needed. WHERE ELSE CAN HELP FOR SLEEP APNEA BE OBTAINED?American Sleep Apnea Association (www.sleepapnea.org) American Academy of Sleep Medicine (www.aasmnet.org National Sleep Foundation (www.sleepfoundation.org) National Center on Sleep Disorders Research (www.nhlbi.nih.gov/about/ncsdr/index.htm UCLA Sleep Home Page (www.sleephomepages.org The Sleep Well (www.stanford.edu/~dement NAPS (www.websciences.org/bibliosleep/naps World Federation of Sleep Research Societies (www.wfsrs.org/newsletter.html For children with sleep apnea: Kids-ENT.com at (www.kids-ent.com/tonsil.html#why Review Date: 7/11/2003
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